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                  MIDDLEFIELD EXCHANGE OFFER AND CASH OPTION
  Sustainable
  Innovation & Health Dividend Fund
TSX Symbol: SIH.UN
Sustainable Innovation & Health Dividend Fund (the “Fund”), is offering units of the Fund to investors at a price of $10.00 per unit in exchange for the securities of any of the issuers listed here or for cash subscriptions.
The Fund’s investment objectives are to provide holders of units with:
(i) stable monthly cash distributions, and
(ii) enhanced long-term total return through capital appreciation of the Fund’s
investment portfolio
through a diversified, actively managed portfolio comprised primarily of dividend paying securities of global technology and healthcare companies, including initially those which the Advisor (as defined below) believes are positioned to benefit long-term from the trends and changing consumer behaviours resulting from the COVID-19 global pandemic (collectively, “Innovative Technology & Healthcare Issuers”). The Advisor believes Innovative Technology & Healthcare Issuers will generate attractive risk-adjusted returns for the Fund as the technology and healthcare sectors have a history of developing long-lasting innovative solutions to address major social and economic challenges. In addition, the portfolio will focus on sustainable technology and healthcare companies with assets the Advisor believes have been developed and operated taking into account environmental, social and governance considerations.
The initial target distribution yield for the Fund is 4% per annum based on the origi- nal subscription price (or $0.03333 per unit per month or $0.40 per unit per annum).
Middlefield Capital Corporation (the “Advisor”) will provide investment management advice to the Fund. Mr. Paul Sagawa and Dr. Richard Evans will act as industry consultants to Middlefield and in such capacity will provide ongoing analysis regarding innovative technology & healthcare themes.
E-COMMERCE ISSUERS
     IF YOU OWN SECURITIES OF ANY OF THE FOLLOWING ISSUERS, YOU ARE INVITED TO EXCHANGE THOSE SECURITIES FOR UNITS OF SUSTAINABLE INNOVATION & HEALTH DIVIDEND FUND - DEADLINE: PRIOR TO 5:00 P.M. (TORONTO TIME) ON JULY 28, 2020
 Amazon.com Inc Cargojet Inc
Dream Industrial REIT Duke Realty Corp Granite REIT
HP Inc
AMZN CJT DIR.UN DRE GRT.UN HPQ
Mastercard Inc PayPal Holdings Inc Pinterest Inc Prologis Inc
Shopify Inc
Square Inc
MA STAG Industrial Inc PYPL Terreno Realty Corp
PINS Visa Inc PLD Walmart Inc
SHOP WPT Industrial REIT SQ
STAG TRNO V WMT WIR.UN
INTC IBM KEYS KXS LSPD LOW MSFT MSI NFLX NVDA OKTA OTEX QTS QBR/B REAL RCI/B SBAC STX SJR/B T (TSX) TMUS VZ
LULU MDT DGX
TDOC UNH
JNJ GUD MRK PFE
FCR.UN FN FTS IPL IIP.UN MFC NWH.UN PBH RY SIA SMU.UN SLF TD
WORk FROM HOME ISSUERS
Absolute Software Corp Advanced Micro Devices Inc Alphabet Inc
American Tower Corp
AT&T Inc
BCE Inc BlackBerry Ltd Broadcom Inc Celestica Inc CenturyLink Inc CGI Inc
Cisco Systems Inc
CoreSite Realty Corp
Crown Castle International Corp CyrusOne Inc
Descartes Systems Group Inc/The Digital Realty Trust Inc
Docebo Inc
Equinix Inc
Evertz Technologies Ltd
Fastly Inc
Home Depot Inc/The
DIgITAL HEALTH ISSUERS
ABT (TSX) AMD GOOGL AMT T (NYSE) BCE BB AVGO CLS CTL GIB/A CSCO COR CCI CONE DSG DLR DCBO EQIX ET FSLY HD
ABT (NYSE) ABC AAPL CAH CERN CVS
Intel Corp
International Business Machines Corp Keysight Technologies Inc
Kinaxis Inc
Lightspeed POS Inc
Lowe’s Cos Inc
Microsoft Corp
Morneau Shepell Inc
Netflix Inc
NVIDIA Corp
Okta Inc
Open Text Corp
QTS Realty Trust Inc
Quebecor Inc
Real Matters Inc
Rogers Communications Inc
SBA Communications Corp
Seagate Technology PLC
Shaw Communications Inc
TELUS Corp
T-Mobile US Inc
Verizon Communications Inc
Lululemon Athletica Inc Medtronic PLC
Quest Diagnostics Inc Teladoc Health Inc UnitedHealth Group Inc
  Abbott Laboratories AmerisourceBergen Corp Apple Inc
Cardinal Health Inc Cerner Corp
CVS Health Corp
LIFE SCIENCES ISSUERS
AstraZeneca PLC
Aurinia Pharmaceuticals Inc Bausch Health Cos Inc Bristol-Myers Squibb Co
OTHER ISSUERS
AZN AUP BHC BMY
CRISPR Therap AG CRSP Danaher Corp DHR Gilead Sciences Inc GILD Jamieson Wellness Inc JWEL
Johnson & Johnson Knight Therapeutics Inc Merck & Co Inc
Pfizer Inc
   (L to R) NANCY THAM, Managing Director, Sales and Marketing, DEAN ORRICO, President and Chief Investment Officer, ROB LAUZON, Managing Director and Deputy Chief Investment Officer and SHANE OBATA, Executive Director, Investments and Portfolio Manager
A&W Revenue Royalties Income Fund AW.UN Algonquin Power & Utilities Corp AQN Allied Properties REIT AP.UN Bank of Montreal BMO Bank of Nova Scotia/The BNS Brookfield Renewable Partners LP BEP.UN Canadian Apartment Properties REIT CAR.UN Canadian Imperial Bank of Commerce CM Chartwell Retirement Residences CSH.UN CT Real Estate Investment Trust CRT.UN Emera Inc EMA Extendicare Inc EXE Firm Capital Property Trust FCD.UN
First Capital REIT
First National Financial Corp
Fortis Inc/Canada
Inter Pipeline Ltd
InterRent REIT
Manulife Financial Corp
NorthWest Healthcare Properties REIT Premium Brands Holdings Corp
Royal Bank of Canada
Sienna Senior Living Inc
Summit Industrial Income REIT
Sun Life Financial Inc Toronto-Dominion Bank/The
 To learn more about Sustainable Innovation & Health Dividend Fund, speak with your financial advisor or contact us at:
                   1-888-890-1868 Middlefield Limited invest@middlefield.com 812 Memorial Drive NW www.middlefield.com Calgary, Alberta T2N 3C8
First Canadian Place
58th Floor, P.O. Box 192 Toronto, Ontario M5X 1A6
                                  This offering is only made by prospectus. The prospectus contains important detailed information about the securities being offered. Copies of the prospectus may be obtained from your IIROC registered financial advisor using the contact information for such advisor. Investors should read the prospectus before making an investment decision.
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