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INVESTMENT EXECUTIVE NEWS
September 2020
   COMPANY INDEX
This index lists the page on which there is
a significant reference to a company or organization mentioned in stories or columns.
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  WHAT’S INSIDE HIGHLIGHTS OF THIS MONTH’S INVESTMENT EXECUTIVE
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Angus Reid Institute..................................... 13 Bank of Canada ............................................... 8 Bank of Montreal ...........................................10 Bank of Nova Scotia ................................ 11, 12 Canadian Council of
Business Leaders Against
Anti-Black Systemic Racism....................... 9 Canadian Foundation for Advancement of Investor Rights................................................ 6 Canadian Imperial Bank
of Commerce ..................................................10 Canadian Securities Administrators..........1 Carte Wealth Management Inc. ................. 4 Coinsquare Ltd................................................ 6 Component Strategies Consulting............ 6 Echelon Wealth Partners Inc. .................... 13 Edward Jones Canada ................................. 13 Ellements Financial Group..........................14 Gemini Trust Company LLC ........................ 6 Guardian Capital LP...................................... 17 Invesco Canada Ltd. ..................................... 17 Investment Funds Institute
of Canada .......................................................... 8 Investment Industry
Association of Canada ................................. 6
Investment Industry Regulatory Organization of Canada..................................1 Kingsdale Advisors ........................................ 9 KPMG LLP........................................................ 13 National Bank of Canada........................10, 11 Ombudsman for Banking
Services and Investments ........................... 6 Ontario Securities Commission ................. 6 PUNCH!media.................................................14 Quadriga Fintech Solutions......................... 6 Queensbury Securities Inc......................... 13 Raymond James Ltd. ................................... 13 Responsible
Investment Association ..............................14 Royal Bank of Canada .......................10, 11, 12 Starlight Investments Capital LP.............. 4 TD Asset Management Inc. ......................... 4 TD Financial Planning ..................................10 Toronto-Dominion Bank .............................. 12 Wealthsimple Digital Assets Inc................ 6 Wellington-Altus Private Wealth Inc. ...... 13 Worldsource Financial
Management Inc......................................12, 13 Worldsource Securities Inc. .................12, 13 York University ............................................... 6
 INVESTING
LOOKING OUT FOR INVESTORS 1
An Ontario task force has recommended sweeping changes to investor protections in the province.
CRYPTO TRADING 1
Regulators are slowly but surely figuring out how to handle crypto-trading platforms.
SURVIVING TRYING TIMES 8
The investment industry has been tested by market turmoil and economic uncertainty.
RACISM
SUSTAINED EFFORT NEEDED 1
Improving diversity in the investment industry will require more than better hiring practices.
DRIVING CHANGE 9
Wes Hall’s BlackNorth Initiative has companies across Canada pledging to fight systemic racism.
REPORT CARD ON BANKS
TECH TO THE RESCUE 10
Technology was key to ensuring advisors stayed safe while continuing to serve clients during the pandemic.
FUNDS
GLOBAL GO-GETTERS 17
E-commerce and tech companies from around the world have benefited from Covid-19.
INSIGHT
INVESTORS DESERVE BETTER 18
Free legal aid is nice for harmed investors, but
OTTAWA
18
 BUILDING YOUR BUSINESS TAKING IT SLOW 12
Advisory firms adopt a cautious approach to reopening their offices.
RECRUITING RAMPS UP 13
Some firms are looking to woo advisors by allowing them to work from home post- pandemic.
PLEASED TO E-MEET YOU 14
Now that conferences have moved online, how do you network in a virtual environment?
DITCHING THE OFFICE? 15
Deciding whether to renew the lease on your office space requires careful consideration.
                                Coming In
October 2020
 ETF Guide 2020:
ETFs were put to the test during the March market crash
                                   C M Y CM MY CY CMY K
IE AD 1-4 page Feb2020.pdf 1 2020-02-27 3:48:50 PM
The WE Charity scandal will continue to plague the Liberals when Parliament resumes in September.
binding authority for OBSI would be better.
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